Complimentary Communications Monitoring Playbook: Protect Your Firm from Fines and Reputational Damage

With recent fines for communications compliance lapses totaling over $2 billion, and regulated employee communications becoming more complex and varied by the day, there has never been a better time to re-evaluate your firm’s communication capture and surveillance methods.

Are your regulated employees using modern communication tools, like Microsoft Teams, Bloomberg, WhatsApp, Slack, Telegram and Signal? Are you recording and monitoring all of these channels? According to a NICE Actimize survey, 60% of financial services firms aren’t yet doing so.

Download your copy of the playbook to see how Heads of Trading, Compliance and Operations from leading firms are tackling this problem, and steps you can take to protect your firm from fines and reputational damage.

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